Decisions on Fitness to Own for New Applicants

If you are a new applicant and have declared prior conduct the following decisions can be made by the Professional Conduct Panel:

  • Approve your application
  • Request your attendance

Decisions on Fitness to Own for Existing Approved Managers or Entities

  • Take no further action
  • Reprimand
  • Warn
  • Refer the prior conduct to the Disciplinary Tribunal as misconduct

Before making decisions the Professional Conduct Panel may seek further information from you or request your attendance.

Decisions on Prior conduct that are made by the CILEx Regulation officer or by the Professional Conduct Panel are governed by the Investigation, Disciplinary and Appeal Rules. Further information can be found in the sanctions guidance section.