Investigation, Disciplinary and Appeals Rules Consultation

Investigation, Disciplinary and Appeals Rules Consultation

Consultation: Changes to our Investigation, Disciplinary and Appeals Rules to extend them to cover Alternative Business Structures and to provide operational clarity.

CILEx Regulation is consulting on proposals to change our Investigation, Disciplinary and Appeals Rules to extend them to Alternative Business Structures. We have also taken this opportunity to review the Rules to improve transparency to the public about our role as a regulator when considering allegations of misconduct, and managing the expectations of outcomes that can be achieved throughout proceedings.  

This consultation closes on 20 July 2017.

Consultation Document
Annex 1
Annex 2

Online Response Form
Consultation Response Form (Word Document)